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MORE Shades of Grey - Ethical Dilemmas for Financial Advisors (A Professional Responsibility CE Credit)


CFP® certificants: This course qualifies for a total of 2.0 FPSC-approved CE credits, 1 in the Professional Responsibility category and 1 in the Financial Planning category.

    FORMAT: Downloadable course notes in PDF format and an online quiz.

    COURSE DESCRIPTION:This course can be used to meet FPSC's requirement for a 2018 professional responsibility CE credit.
    As of January 1, 2015, CFP® professionals and FPSC Level 1™ certificants are required to obtain 1 CE credit in the category of Professional Responsibility (i.e., Ethics). This course is specifically designed to meet this new CE requirement; it provides a total of 2 CE credits, one in the Professional Responsibility category, and a second CE credit in the Financial Planning Category.

    Building on the success of our 2015 professional responsibility course (i.e., Many Shades of Grey), MORE Shades of Grey includes five new case studies. Each case study presents a dilemma that you might encounter as a financial advisor, and gives you the opportunity to consider how they could be handled.

    NOTE: You have one year from time of purchase to complete this course.

    AUTHOR: Roxanne Eszes, CFP®
    PUBLISHED: April 2016
    FPSC and FPSC CE Credit logo are registered trademarks of the Financial Planning Standards Council

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