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Many Shades of Grey - Ethical Dilemmas for Financial Advisors (A Professional Responsibility CE Credit)


  • CFP® certificants: This course qualifies for a total of 2.0 FPSC-approved CE credits, 1 in the Professional Responsibility category and 1 in the Financial Planning category.
FORMAT: Downloadable course notes in PDF format and an online quiz.
COURSE DESCRIPTION: This course can be used to meet FPSC's requirement for a 2018 professional responsibility CE credit.
As of January 1, 2015, CFP® professionals and Level 1™ certificants are required to obtain 1 CE credit in the category of Professional Responsibility (i.e., Ethics). This course is specifically designed to meet this CE requirement; it provides a total of 2 CE credits, one in the Professional Responsibility category, and a second CE credit in the Financial Planning Category.
The Course includes five brief case studies; each case study presents a dilemma that you might encounter as a financial advisor, and gives you the opportunity to consider how they could be handled.
NOTE: You have one year from time of purchase to complete this course.
AUTHOR: Roxanne Eszes, CFP®
PUBLISHED: January 2015
FPSC and FPSC CE Credit logo are registered trademarks of the Financial Planning Standards Council

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